| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就证券提供意见 | 2014-10-10 | 2024-05-01 |
| Rep | 证券交易 | 2008-12-02 | 2024-05-01 | |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 证券交易 | 2006-04-25 | 2008-11-28 |
| MANGO FINANCIAL LIMITED | Rep | 就证券提供意见 | 2005-06-01 | 2006-03-14 |
| Rep | 证券交易 | 2005-06-01 | 2006-03-14 | |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 证券交易 | 2004-03-09 | 2005-05-31 |