Personnel Hong Kong SFC License Details (ID 79856)

Personnel Hong Kong SFC License Details (ID 79856)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SFGHK Limited	Rep	证券交易	2012-04-11	2014-04-09
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2007-10-05	2011-12-31
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2007-08-16	2011-12-31
Mage Securities Limited	Rep	证券交易	2004-12-15	2007-08-01
KAISER FUTURES LIMITED	Rep	期货合约交易	2004-08-30	2004-12-09
KAISER SECURITIES LIMITED	Rep	证券交易	2004-08-30	2004-12-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2004-02-20	2004-08-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2004-02-20	2004-08-12
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2004-01-29	2004-02-18
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2004-01-29	2004-02-18
INTERCHINA FUTURES LIMITED	Rep	就期货合约提供意见	-	2004-01-14
	Rep	提供资产管理	-	2004-01-14
	Rep	期货合约交易	-	2004-01-27
INTERCHINA SECURITIES LIMITED	Rep	就机构融资提供意见	-	2004-01-14
	Rep	就证券提供意见	-	2004-01-14
	Rep	提供资产管理	-	2004-01-14
	Rep	证券交易	-	2004-01-27