| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FORTHRIGHT SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2023-09-28 | - |
| RO | 证券交易 | 2023-09-28 | - | |
| Rep | 就证券提供意见 | 2019-08-06 | 2023-09-28 | |
| Rep | 证券交易 | 2019-08-06 | 2023-09-28 | |
| RO | 就期货合约提供意见 | 2019-03-27 | - | |
| RO | 期货合约交易 | 2019-03-27 | - | |
| FULBRIGHT FUTURES LIMITED | RO | 就期货合约提供意见 | 2017-11-16 | 2018-05-31 |
| RO | 期货合约交易 | 2014-11-28 | 2018-05-31 | |
| Rep | 期货合约交易 | 2011-01-10 | 2014-11-28 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2011-01-10 | 2018-05-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2006-09-11 | 2010-12-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2006-09-11 | 2010-12-31 |