| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 证券交易 | 2014-10-07 | 2014-10-26 |
| Rep | 证券交易 | 2012-09-06 | 2014-10-07 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2012-09-06 | 2014-10-26 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2011-09-06 | 2012-08-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2011-09-06 | 2012-08-11 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2008-10-16 | 2010-08-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-07-02 | 2010-08-19 |