| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2010-07-13 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-07-13 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-03-19 | 2010-06-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-03-19 | 2010-06-29 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2005-11-07 | 2008-03-12 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-09 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-06-09 | |
| Rep | 证券交易 | 2003-04-01 | 2008-03-12 |