| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2011-08-15 | 2023-12-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2011-08-15 | 2023-12-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-07-14 | 2011-08-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-14 | 2011-08-02 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2009-11-30 | 2010-07-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-07-31 | 2010-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-31 | 2010-07-01 |
| Rep | 证券交易 | 2008-07-31 | 2010-07-01 |