| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 就证券提供意见 | 2024-08-22 | - |
| RO | 证券交易 | 2024-06-17 | - | |
| Rep | 证券交易 | 2022-06-15 | 2024-06-17 | |
| Realord Asia Pacific Securities Limited | RO | 证券交易 | 2021-11-17 | 2022-05-30 |
| RO | 期货合约交易 | 2021-11-17 | 2022-06-07 | |
| Rep | 证券交易 | 2021-09-24 | 2021-11-17 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 证券交易 | 2020-11-30 | 2021-08-08 |
| Rep | 就证券提供意见 | 2020-09-21 | 2021-08-08 | |
| Rep | 证券交易 | 2020-08-17 | 2020-11-30 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2019-04-08 | 2020-08-02 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2019-04-08 | 2020-08-02 |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2017-06-16 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2015-09-01 | 2019-03-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-05-15 | 2019-03-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-05-15 | 2019-03-24 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-01 | 2014-04-26 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2011-06-01 | 2014-04-26 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2010-11-09 | 2011-05-30 |
| Rep | 证券交易 | 2010-08-23 | 2011-05-30 |
已采集记录中暂无金管局登记。