| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GREAT BAY SECURITIES LIMITED | RO | 就证券提供意见 | 2022-10-05 | - |
| RO | 提供资产管理 | 2022-10-05 | - | |
| RO | 证券交易 | 2022-10-05 | - | |
| Rep | 就证券提供意见 | 2022-06-09 | 2022-10-05 | |
| Rep | 证券交易 | 2022-06-09 | 2022-10-05 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-05-10 | 2022-05-24 |
| Rep | 证券交易 | 2022-05-10 | 2022-05-24 | |
| Kirin Securities Limited | RO | 就证券提供意见 | 2021-06-25 | 2022-02-11 |
| RO | 证券交易 | 2021-06-25 | 2022-02-11 | |
| Rep | 就证券提供意见 | 2021-05-05 | 2021-06-25 | |
| Rep | 证券交易 | 2021-05-05 | 2021-06-25 | |
| DL SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2018-08-30 | 2021-02-09 |
| RO | 证券交易 | 2018-08-30 | 2021-02-09 | |
| Rep | 就证券提供意见 | 2018-08-28 | 2018-08-30 | |
| Rep | 证券交易 | 2018-08-28 | 2018-08-30 | |
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2017-09-26 | 2017-10-02 |
| RO | 证券交易 | 2017-09-26 | 2017-10-02 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2017-08-11 | 2017-10-02 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2017-08-11 | 2017-10-02 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-07-28 | 2017-09-26 |
| Hong Kong Securities (International) Company Limited | RO | 证券交易 | 2016-10-18 | 2017-07-02 |
| Rep | 证券交易 | 2016-10-17 | 2016-10-18 | |
| WINGS SECURITIES (HK) LIMITED | RO | 证券交易 | 2013-11-22 | 2016-10-15 |
| Rep | 证券交易 | 2012-07-05 | 2013-11-22 | |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2012-03-21 | 2012-06-30 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2012-03-21 | 2012-06-30 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2010-12-31 | 2011-12-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-11-16 | 2011-12-31 |
| HANTEC SECURITIES CO., LIMITED | Rep | 证券交易 | 2006-01-12 | 2010-07-02 |
已采集记录中暂无金管局登记。