| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-04-24 | - |
| Rep | 证券交易 | 2024-04-24 | - | |
| Magpie Securities Limited (HK) | Rep | 就证券提供意见 | 2023-06-16 | 2023-10-26 |
| Rep | 期货合约交易 | 2023-06-16 | 2023-10-26 | |
| Rep | 证券交易 | 2023-06-16 | 2023-10-26 | |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | 就期货合约提供意见 | 2020-12-15 | 2022-05-15 |
| RO | 期货合约交易 | 2020-12-15 | 2022-05-15 | |
| KVB Kunlun Securities (HK) Limited | RO | 就期货合约提供意见 | 2020-09-02 | 2020-12-14 |
| RO | 期货合约交易 | 2020-09-02 | 2020-12-14 | |
| Rep | 就期货合约提供意见 | 2020-08-20 | 2020-09-02 | |
| Rep | 期货合约交易 | 2020-08-20 | 2020-09-02 | |
| Lee Kee Store Company Limited | RO | 就期货合约提供意见 | 2016-10-18 | 2020-06-04 |
| RO | 期货合约交易 | 2016-08-04 | 2020-06-04 | |
| Rep | 期货合约交易 | 2016-06-20 | 2016-08-04 | |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2011-05-04 | 2016-06-03 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2011-05-04 | 2016-06-03 |
| BOCOM International Securities Limited | RO | 就期货合约提供意见 | 2007-09-10 | 2010-05-29 |
| RO | 期货合约交易 | 2007-09-10 | 2010-05-29 | |
| Rep | 证券交易 | 2007-09-10 | 2010-05-29 | |
| BOCOM International Holdings Company Limited | RO | 就期货合约提供意见 | 2005-09-27 | 2008-03-03 |
| RO | 期货合约交易 | 2005-09-27 | 2008-03-03 | |
| Rep | 证券交易 | 2005-09-27 | 2008-03-03 | |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2005-03-01 | 2005-09-12 |
| OCBC Futures Investment (Hong Kong) Limited | RO | 期货合约交易 | 2005-01-21 | 2005-09-12 |
| CHEKIANG FIRST SECURITIES CO. LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-22 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-12 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-20 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-20 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-01-21 |
已采集记录中暂无金管局登记。