| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2018-11-12 | 2019-01-29 |
| SANFULL SECURITIES LIMITED | Rep | 证券交易 | 2015-06-09 | 2018-10-23 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-04-06 | 2015-05-30 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-09-20 | 2009-04-01 |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2006-03-02 | 2008-03-03 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | - | 2003-12-22 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2003-12-22 |
| Rep | 就证券提供意见 | - | 2003-12-22 | |
| Rep | 提供资产管理 | - | 2003-12-22 | |
| Rep | 证券交易 | - | 2006-03-02 |