| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2016-03-14 | 2019-01-07 |
| CHINA SYSTEM SECURITIES LIMITED | Rep | 证券交易 | 2014-03-03 | 2016-03-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-12-31 | 2014-03-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2007-01-17 | 2009-07-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-08 |
| Rep | 就证券提供意见 | - | 2004-01-08 | |
| Rep | 提供资产管理 | - | 2004-01-08 | |
| Rep | 提供自动化交易服务 | - | 2004-01-08 | |
| Rep | 证券交易 | - | 2007-01-01 |