Personnel Hong Kong SFC License Details (ID 79982)

Personnel Hong Kong SFC License Details (ID 79982)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	证券交易	2025-12-23	2026-08-24
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2021-09-15	2025-04-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2018-08-30	2021-09-02
Eddid Securities and Futures Limited	Rep	证券交易	2018-05-02	2018-07-27
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2016-12-13	2018-03-08
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	证券交易	2015-11-16	2016-12-05
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2013-04-17	2015-11-06
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2013-02-19	2013-04-05
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2009-02-17	2013-01-31
STOCKWELL SECURITIES LIMITED	Rep	证券交易	2007-10-30	2009-02-09
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2004-08-30	2007-10-09
HING WAI ALLIED SECURITIES LIMITED	Rep	证券交易	2004-02-21	2004-08-24
FUZE SECURITIES (INTERNATIONAL) LIMITED	Rep	就机构融资提供意见	-	2003-10-08
	Rep	就证券提供意见	-	2003-10-08
	Rep	提供资产管理	-	2003-10-08
	Rep	证券交易	-	2003-10-08