| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-02-27 | 2016-06-30 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2007-07-19 | 2012-01-01 |
| Hongkong Bay Securities Limited | Rep | 就机构融资提供意见 | - | 2003-11-19 |
| Rep | 就证券提供意见 | - | 2003-11-19 | |
| Rep | 提供资产管理 | - | 2003-11-19 | |
| Rep | 证券交易 | - | 2007-07-13 |