| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2008-11-12 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-03-28 | 2008-11-01 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2007-09-10 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-22 | |
| Rep | 证券交易 | 2003-04-01 | 2008-03-13 |