| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2014-05-27 | 2017-10-02 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-08-04 | 2014-05-01 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-09-14 | 2010-07-30 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2003-05-13 | 2005-06-30 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-05-13 | |
| Rep | 证券交易 | 2003-04-01 | 2006-09-04 |