| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2012-12-18 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-10-05 | 2012-12-08 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-10-21 | 2010-09-24 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 证券交易 | 2003-04-01 | 2005-10-01 |