| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 提供资产管理 | 2023-03-08 | - |
| Rep | 就证券提供意见 | 2020-04-02 | - | |
| Rep | 证券交易 | 2020-04-02 | - | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期货合约提供意见 | 2014-10-03 | 2015-05-22 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就期货合约提供意见 | 2014-10-03 | 2015-05-22 |
| Rep | 就证券提供意见 | 2014-10-03 | 2015-05-22 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-03-17 | 2015-05-22 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-03-17 | 2015-05-22 |
| SHACOM FUTURES LIMITED | Rep | 就期货合约提供意见 | 2012-11-19 | 2013-05-16 |
| Rep | 期货合约交易 | 2012-11-19 | 2013-05-16 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2011-06-07 | 2012-01-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-10-16 | 2011-05-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-07-03 | 2011-05-21 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-07-03 | 2011-05-21 |
已采集记录中暂无金管局登记。