| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIRABAUD (ASIA) LIMITED | Rep | 就证券提供意见 | 2016-12-23 | 2017-04-26 |
| Rep | 证券交易 | 2016-12-23 | 2017-04-26 | |
| Anuenue Securities Limited | Rep | 证券交易 | 2009-03-10 | 2012-04-03 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2008-01-15 | 2008-12-02 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-01-23 | 2007-11-30 |
| Rep | 期货合约交易 | 2007-01-23 | 2007-11-30 | |
| Rep | 证券交易 | 2007-01-23 | 2007-11-30 |