| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED | Rep | 就证券提供意见 | 2010-03-04 | 2015-06-01 |
| ARF Investment Management (HK) Limited | Rep | 就证券提供意见 | 2009-06-18 | 2010-12-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2008-07-30 | 2009-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-07-30 | 2009-03-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2008-06-16 | 2009-12-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-13 |
| Rep | 提供资产管理 | - | 2004-10-13 | |
| Rep | 就证券提供意见 | - | 2008-02-18 | |
| Rep | 证券交易 | - | 2008-02-18 |