| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GREAT BAY SECURITIES LIMITED | Rep | 证券交易 | 2021-06-23 | 2022-08-05 |
| Emperio Securities and Assets Management Limited | Rep | 证券交易 | 2019-06-04 | 2021-06-01 |
| GET NICE SECURITIES LIMITED | Rep | 证券交易 | 2005-06-01 | 2019-05-15 |
| GREAT BAY SECURITIES LIMITED | Rep | 证券交易 | 2005-02-14 | 2005-05-31 |
| METRO CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2005-01-01 | 2005-02-01 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 就机构融资提供意见 | - | 2003-06-19 |
| Rep | 就证券提供意见 | - | 2003-06-19 | |
| Rep | 提供资产管理 | - | 2003-06-19 | |
| Rep | 证券交易 | - | 2004-12-10 |