| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Luk Fook Capital (HK) Limited | RO | 就机构融资提供意见 | 2026-02-06 | - |
| XinKong International Capital Limited | RO | 就机构融资提供意见 | 2022-06-08 | 2024-08-15 |
| RO | 证券交易 | 2022-02-14 | 2024-08-15 | |
| XinKong International Securities Limited | RO | 证券交易 | 2022-02-14 | 2024-08-15 |
| XinKong International Capital Limited | Rep | 证券交易 | 2021-11-30 | 2022-02-14 |
| Rep | 就机构融资提供意见 | 2021-11-30 | 2022-06-08 | |
| XinKong International Securities Limited | Rep | 证券交易 | 2021-11-30 | 2022-02-14 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 证券交易 | 2008-01-11 | 2021-10-15 |
| GF Capital (Hong Kong) Limited | RO | 就机构融资提供意见 | 2007-02-02 | 2021-10-15 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2004-11-10 | 2007-01-02 |
| Rep | 就机构融资提供意见 | 2004-08-27 | 2004-11-10 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-01 | |
| Rep | 证券交易 | 2003-04-01 | 2003-08-01 |
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