| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-07-22 | - |
| RO | 证券交易 | 2022-07-22 | - | |
| Rep | 就机构融资提供意见 | 2019-05-06 | 2022-07-22 | |
| Rep | 证券交易 | 2019-05-06 | 2022-07-22 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2014-02-12 | 2017-12-01 |
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-05-26 | 2017-12-01 |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-08-11 | 2011-05-15 |
| Shang International Finance Limited | Rep | 就证券提供意见 | 2009-11-23 | 2010-06-30 |
| Rep | 证券交易 | 2009-11-23 | 2010-06-30 | |
| Rep | 就机构融资提供意见 | 2009-10-28 | 2010-06-30 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2008-02-21 | 2009-10-09 |
已采集记录中暂无金管局登记。