| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2022-02-08 | - |
| RO | 证券交易 | 2022-02-08 | - | |
| Rep | 就机构融资提供意见 | 2021-11-01 | 2022-02-08 | |
| Rep | 证券交易 | 2021-11-01 | 2022-02-08 | |
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2019-11-15 | 2021-10-22 |
| Rep | 就证券提供意见 | 2019-10-31 | 2021-10-22 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2019-10-31 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2019-09-02 | 2019-11-15 |
| CLSA LIMITED | Rep | 证券交易 | 2019-09-02 | 2021-10-22 |
| GF Capital (Hong Kong) Limited | RO | 就机构融资提供意见 | 2016-05-09 | 2019-09-01 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2014-02-12 | 2019-09-01 |
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-04-01 | 2016-05-09 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2008-09-16 | 2010-03-22 |
| CELESTIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-10-04 | 2008-08-11 |
| Rep | 证券交易 | 2007-09-24 | 2008-08-11 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2006-08-22 | 2007-04-10 |
金管局记录暂时无法加载,请稍后重试。