| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMART ASSET MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2012-04-13 | 2012-07-30 |
| Rep | 提供资产管理 | 2012-04-13 | 2012-07-30 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2011-09-08 | 2012-03-23 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2011-09-08 | 2012-03-23 |
| OSCAR BENSON LIMITED (HK) | Rep | 就证券提供意见 | 2011-05-26 | 2011-09-01 |