| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2020-09-09 | 2021-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-09-09 | 2021-06-25 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2011-08-12 | 2020-07-27 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2011-08-12 | 2020-07-27 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2008-02-18 | 2011-08-02 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-06-26 | 2011-08-02 |
| Rep | 就证券提供意见 | 2007-05-17 | 2011-08-02 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2007-02-02 | 2007-05-07 |