Personnel Hong Kong SFC License Details (ID 80392)

Personnel Hong Kong SFC License Details (ID 80392)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2013-02-08	-
	Rep	提供资产管理	2013-02-08	-
	Rep	证券交易	2013-02-08	-
GF Securities (Hong Kong) Brokerage Limited	Rep	证券交易	2011-04-15	2013-01-03
KGI ASIA LIMITED	Rep	证券交易	2010-08-24	2011-04-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-08-24	2011-04-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2009-12-14	2010-08-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-12-14	2010-08-12
	Rep	证券交易	2009-12-14	2010-08-12
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	就证券提供意见	2008-07-31	2009-10-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-12-18	2009-10-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-12-18	2009-10-23