| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2017-06-09 | 2018-04-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-06-09 | 2018-04-22 |
| Rep | 就证券提供意见 | 2016-12-22 | 2018-04-22 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就证券提供意见 | 2011-04-20 | 2015-11-07 |
| Rep | 证券交易 | 2011-04-20 | 2015-11-07 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-11-01 | 2011-02-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-11-01 | 2011-02-01 |
| Rep | 证券交易 | 2010-11-01 | 2011-02-01 |