| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited | RO | 就证券提供意见 | 2017-08-29 | 2025-06-30 |
| RO | 证券交易 | 2016-03-16 | 2025-06-30 | |
| Rep | 证券交易 | 2015-12-07 | 2016-03-16 | |
| Rep | 就证券提供意见 | 2015-12-07 | 2017-08-29 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 证券交易 | 2012-05-15 | 2015-10-01 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2009-06-01 | 2012-05-01 |
| Rep | 证券交易 | 2009-06-01 | 2012-05-01 |