| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2010-12-14 | 2012-07-26 |
| Rep | 证券交易 | 2010-12-14 | 2012-07-26 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-10-13 | 2010-06-18 |
| Rep | 证券交易 | 2008-10-13 | 2010-06-18 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-03-17 | 2010-06-18 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-11-07 | 2009-07-31 |
| Rep | 期货合约交易 | 2007-11-07 | 2009-07-31 | |
| Rep | 证券交易 | 2007-11-07 | 2009-07-31 |