| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 期货合约交易 | 2013-12-02 | 2014-12-17 |
| Rep | 证券交易 | 2013-12-02 | 2014-12-17 | |
| De Riva Asia Limited | Rep | 期货合约交易 | 2013-11-08 | 2013-11-26 |
| Rep | 证券交易 | 2013-11-08 | 2013-11-26 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 证券交易 | 2007-09-06 | 2012-01-14 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-10-07 | 2007-08-08 |
| Rep | 证券交易 | 2005-10-07 | 2007-08-08 |