| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2015-11-16 | 2019-05-24 |
| Rep | 证券交易 | 2015-11-16 | 2019-05-24 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2012-10-05 | 2015-08-14 |
| Rep | 证券交易 | 2012-10-05 | 2015-08-14 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2012-02-02 | 2012-09-14 |
| Rep | 证券交易 | 2009-02-20 | 2012-09-14 |