| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2014-11-25 | 2015-04-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2013-07-02 | 2015-04-10 |
| De Riva Asia Limited | Rep | 证券交易 | 2012-09-24 | 2013-06-28 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2011-12-28 | 2012-01-13 |
| Rep | 证券交易 | 2009-11-11 | 2012-01-13 |