| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2021-08-02 | 2023-03-10 |
| AS CAPITAL LIMITED | Rep | 证券交易 | 2021-01-19 | 2021-06-01 |
| T.F.S. Derivatives HK Limited | Rep | 证券交易 | 2012-06-15 | 2015-12-24 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2011-03-04 | 2012-05-10 |
| Rep | 证券交易 | 2011-03-04 | 2012-05-10 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2010-07-05 | 2011-01-14 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2010-07-05 | 2011-01-14 |
| Rep | 证券交易 | 2010-02-22 | 2011-01-14 |