| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 证券交易 | 2011-07-18 | 2011-12-12 |
| Rep | 就证券提供意见 | 2009-02-12 | 2011-12-12 | |
| Rep | 提供资产管理 | 2009-02-12 | 2011-12-12 | |
| Lion Global Financial Limited | Rep | 提供资产管理 | 2007-10-11 | 2009-01-19 |
| Rep | 就证券提供意见 | 2004-12-13 | 2009-01-19 | |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-01-06 | 2004-12-09 |