| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TUNG YAT SECURITIES LIMITED | RO | 提供资产管理 | 2022-12-16 | - |
| RO | 就证券提供意见 | 2022-09-13 | - | |
| RO | 证券交易 | 2018-11-13 | - | |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2008-11-13 | 2018-10-24 |
| RO | 证券交易 | 2008-06-17 | 2018-10-24 | |
| Rep | 证券交易 | 2008-04-28 | 2008-06-17 | |
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2006-05-08 | 2008-04-18 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 证券交易 | 2003-04-01 | 2005-07-18 |
已采集记录中暂无金管局登记。