| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Credit International Securities Co., Limited | RO | 证券交易 | 2020-04-21 | - |
| RO | 就证券提供意见 | 2020-01-10 | - | |
| RO | 提供资产管理 | 2020-01-10 | - | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | 就证券提供意见 | 2019-02-08 | 2019-09-30 |
| RO | 证券交易 | 2019-02-08 | 2019-09-30 | |
| Rep | 就证券提供意见 | 2018-05-08 | 2019-02-08 | |
| Rep | 提供资产管理 | 2018-05-08 | 2019-09-30 | |
| CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | RO | 期货合约交易 | 2018-02-22 | 2019-11-04 |
| Rep | 期货合约交易 | 2018-02-21 | 2018-02-22 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | 证券交易 | 2018-02-21 | 2019-02-08 |
| Nerico Brothers Limited (HK) | RO | 期货合约交易 | 2017-05-10 | 2018-02-14 |
| Rep | 期货合约交易 | 2009-08-06 | 2017-05-10 | |
| Rep | 证券交易 | 2009-08-06 | 2018-02-14 | |
| Rep | 杠杆式外汇交易 | 2009-08-06 | 2018-02-14 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2006-08-04 | 2008-12-02 |
已采集记录中暂无金管局登记。