| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 杠杆式外汇交易 | 2007-10-29 | 2021-07-31 |
| Rep | 期货合约交易 | 2007-06-21 | 2021-07-31 | |
| Rep | 证券交易 | 2007-06-21 | 2021-07-31 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-08-04 | 2007-05-10 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-08-04 | 2007-05-10 |