Personnel Hong Kong SFC License Details (ID 80484)

Personnel Hong Kong SFC License Details (ID 80484)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	Rep	就证券提供意见	2017-05-18	2018-05-06
	Rep	证券交易	2017-05-18	2018-05-06
Soochow Securities International Futures Limited	Rep	期货合约交易	2015-05-08	2016-04-26
Soochow Securities International Brokerage Limited	Rep	证券交易	2015-03-30	2016-04-26
Realord Asia Pacific Securities Limited	Rep	证券交易	2014-12-15	2015-01-20
Nerico Brothers Limited (HK)	Rep	期货合约交易	2011-01-13	2012-05-01
	Rep	证券交易	2011-01-13	2012-05-01
ORIENTAL WEALTH FUTURES LIMITED	Rep	期货合约交易	2010-05-18	2010-12-28
ORIENTAL WEALTH SECURITIES LIMITED	Rep	证券交易	2010-05-18	2010-12-28
WING FUNG FINTECH LIMITED	Rep	杠杆式外汇交易	2010-03-22	2010-04-08
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2010-03-22	2010-04-08
WING FUNG SECURITIES LIMITED	Rep	证券交易	2010-03-22	2010-04-08
Nerico Brothers Limited (HK)	Rep	期货合约交易	2009-05-20	2010-03-13
	Rep	证券交易	2009-05-20	2010-03-13
	Rep	杠杆式外汇交易	2009-04-28	2010-03-13
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2008-04-07	2009-01-23
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2008-02-04	2009-01-23
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	杠杆式外汇交易	2006-03-28	2009-03-20
HONG KONG FOREX INVESTMENT LIMITED	Rep	杠杆式外汇交易	2005-05-26	2005-10-19