| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2010-03-25 | 2013-02-22 |
| Rep | 杠杆式外汇交易 | 2010-03-25 | 2013-02-22 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2009-07-31 | 2010-03-16 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-07-31 | 2010-03-16 |