| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2009-10-23 | 2013-02-08 |
| Rep | 杠杆式外汇交易 | 2009-10-23 | 2013-02-08 | |
| Rep | 证券交易 | 2009-09-15 | 2013-02-08 | |
| VALUE PARTNERS HONG KONG LIMITED | Rep | 提供资产管理 | 2007-12-10 | 2008-09-30 |
| VALUE PARTNERS LIMITED | Rep | 提供资产管理 | 2007-10-11 | 2008-09-30 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2006-11-01 | 2007-07-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-11-01 | 2007-07-14 |