Lo, Dickson Tat San 羅達生

证监会中央编号:AVM658

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2026-01-16	-
CES Commodities (HK) Limited	Rep	期货合约交易	2025-01-21	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2025-01-21	-
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2025-01-21	-
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2025-01-21	-
HANTEC FUTURES LIMITED	RO	期货合约交易	2021-12-07	2024-12-16
HANTEC SECURITIES CO., LIMITED	RO	证券交易	2021-12-07	2024-12-16
	Rep	证券交易	2021-09-17	2021-12-07
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2021-06-22	2021-08-25
	Rep	证券交易	2021-05-31	2021-08-25
CES Commodities (HK) Limited	Rep	期货合约交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2020-08-20	2021-05-06
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2020-08-20	2021-05-06
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2020-08-20	2021-05-06
Open Securities Limited	RO	期货合约交易	2019-07-18	2020-08-03
	RO	证券交易	2019-07-18	2020-08-03
	Rep	就证券提供意见	2018-01-05	2020-08-03
	Rep	期货合约交易	2016-03-01	2019-07-18
	Rep	证券交易	2016-03-01	2019-07-18
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-11-20	2016-01-13
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	期货合约交易	2014-11-20	2016-01-13
	Rep	证券交易	2014-11-20	2016-01-13
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2014-05-26	2014-11-13
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-05-26	2014-11-13
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2012-06-21	2014-05-09
	Rep	证券交易	2012-06-21	2014-05-09
	Rep	杠杆式外汇交易	2012-06-21	2014-05-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2012-05-15	2014-05-09
	Rep	证券交易	2012-05-15	2014-05-09
	Rep	杠杆式外汇交易	2012-05-15	2014-05-09
Nerico Brothers Limited (HK)	Rep	期货合约交易	2010-07-14	2012-05-01
	Rep	证券交易	2010-07-14	2012-05-01
	Rep	杠杆式外汇交易	2010-07-14	2012-05-01

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2026-01-16	-
CES Commodities (HK) Limited	Rep	期货合约交易	2025-01-21	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2025-01-21	-
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2025-01-21	-
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2025-01-21	-
HANTEC FUTURES LIMITED	RO	期货合约交易	2021-12-07	2024-12-16
HANTEC SECURITIES CO., LIMITED	RO	证券交易	2021-12-07	2024-12-16
	Rep	证券交易	2021-09-17	2021-12-07
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2021-06-22	2021-08-25
	Rep	证券交易	2021-05-31	2021-08-25
CES Commodities (HK) Limited	Rep	期货合约交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2020-08-20	2021-05-06
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2020-08-20	2021-05-06
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2020-08-20	2021-05-06
Open Securities Limited	RO	期货合约交易	2019-07-18	2020-08-03
	RO	证券交易	2019-07-18	2020-08-03
	Rep	就证券提供意见	2018-01-05	2020-08-03
	Rep	期货合约交易	2016-03-01	2019-07-18
	Rep	证券交易	2016-03-01	2019-07-18
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-11-20	2016-01-13
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	期货合约交易	2014-11-20	2016-01-13
	Rep	证券交易	2014-11-20	2016-01-13
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2014-05-26	2014-11-13
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-05-26	2014-11-13
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2012-06-21	2014-05-09
	Rep	证券交易	2012-06-21	2014-05-09
	Rep	杠杆式外汇交易	2012-06-21	2014-05-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2012-05-15	2014-05-09
	Rep	证券交易	2012-05-15	2014-05-09
	Rep	杠杆式外汇交易	2012-05-15	2014-05-09
Nerico Brothers Limited (HK)	Rep	期货合约交易	2010-07-14	2012-05-01
	Rep	证券交易	2010-07-14	2012-05-01
	Rep	杠杆式外汇交易	2010-07-14	2012-05-01