| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2026-01-16 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2025-01-21 | - |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2025-01-21 | - |
| Everbright Securities Digital Finance (HK) Limited | Rep | 证券交易 | 2025-01-21 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2025-01-21 | - |
| HANTEC FUTURES LIMITED | RO | 期货合约交易 | 2021-12-07 | 2024-12-16 |
| HANTEC SECURITIES CO., LIMITED | RO | 证券交易 | 2021-12-07 | 2024-12-16 |
| Rep | 证券交易 | 2021-09-17 | 2021-12-07 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2021-06-22 | 2021-08-25 |
| Rep | 证券交易 | 2021-05-31 | 2021-08-25 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2020-08-20 | 2021-05-06 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2020-08-20 | 2021-05-06 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2020-08-20 | 2021-05-06 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 证券交易 | 2020-08-20 | 2021-05-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2020-08-20 | 2021-05-06 |
| Open Securities Limited | RO | 期货合约交易 | 2019-07-18 | 2020-08-03 |
| RO | 证券交易 | 2019-07-18 | 2020-08-03 | |
| Rep | 就证券提供意见 | 2018-01-05 | 2020-08-03 | |
| Rep | 期货合约交易 | 2016-03-01 | 2019-07-18 | |
| Rep | 证券交易 | 2016-03-01 | 2019-07-18 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-11-20 | 2016-01-13 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2014-11-20 | 2016-01-13 |
| Rep | 证券交易 | 2014-11-20 | 2016-01-13 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-05-26 | 2014-11-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-05-26 | 2014-11-13 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-21 | 2014-05-09 |
| Rep | 证券交易 | 2012-06-21 | 2014-05-09 | |
| Rep | 杠杆式外汇交易 | 2012-06-21 | 2014-05-09 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2012-05-15 | 2014-05-09 |
| Rep | 证券交易 | 2012-05-15 | 2014-05-09 | |
| Rep | 杠杆式外汇交易 | 2012-05-15 | 2014-05-09 | |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2010-07-14 | 2012-05-01 |
| Rep | 证券交易 | 2010-07-14 | 2012-05-01 | |
| Rep | 杠杆式外汇交易 | 2010-07-14 | 2012-05-01 |
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