So, Stephen Chi King 蘇子勁

证监会中央编号:ACL650

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	期货合约交易	2024-06-27	2025-06-29
	Rep	证券交易	2024-06-27	2025-06-29
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2023-05-31	2025-06-29
	Rep	提供资产管理	2023-05-31	2025-06-29
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2016-01-29	2016-04-01
	Rep	期货合约交易	2015-12-02	2016-04-01
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2015-12-02	2016-04-01
	Rep	证券交易	2015-12-02	2016-04-01
GETTA ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2015-05-11	2015-08-13
	Rep	提供资产管理	2015-05-11	2015-08-13
GETTA SECURITIES LIMITED	Rep	就证券提供意见	2015-05-11	2015-08-13
	Rep	期货合约交易	2015-05-11	2015-08-13
	Rep	证券交易	2015-05-11	2015-08-13
Quam Securities Limited	Rep	就证券提供意见	2012-11-05	2014-03-01
	Rep	提供资产管理	2012-11-05	2014-03-01
	Rep	期货合约交易	2012-11-05	2014-03-01
	Rep	证券交易	2012-11-05	2014-03-01
Nerico Brothers Limited (HK)	Rep	提供资产管理	2009-08-05	2012-10-24
	Rep	期货合约交易	2009-05-26	2012-10-24
	Rep	证券交易	2009-05-26	2012-10-24
	Rep	杠杆式外汇交易	2009-05-26	2012-10-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2009-01-19	2009-05-13
	Rep	就期货合约提供意见	2007-12-07	2009-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2007-12-07	2009-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-07-26	2009-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-07-26	2009-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期货合约提供意见	2007-01-02	2007-04-21
	Rep	期货合约交易	2007-01-02	2007-04-21
	Rep	杠杆式外汇交易	2007-01-02	2007-04-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-01-02	2007-04-21
	Rep	就证券提供意见	2006-12-19	2007-04-21
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2006-07-25	2006-11-28
CMC Markets Asia Limited	Rep	杠杆式外汇交易	2006-02-20	2006-04-10
REFCO FOREX LIMITED	Rep	杠杆式外汇交易	2003-12-04	2006-02-09
ADMIS Hong Kong Limited	Rep	期货合约交易	2003-10-08	2004-07-14
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2003-05-02	2003-09-24

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	期货合约交易	2024-06-27	2025-06-29
	Rep	证券交易	2024-06-27	2025-06-29
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2023-05-31	2025-06-29
	Rep	提供资产管理	2023-05-31	2025-06-29
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2016-01-29	2016-04-01
	Rep	期货合约交易	2015-12-02	2016-04-01
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2015-12-02	2016-04-01
	Rep	证券交易	2015-12-02	2016-04-01
GETTA ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2015-05-11	2015-08-13
	Rep	提供资产管理	2015-05-11	2015-08-13
GETTA SECURITIES LIMITED	Rep	就证券提供意见	2015-05-11	2015-08-13
	Rep	期货合约交易	2015-05-11	2015-08-13
	Rep	证券交易	2015-05-11	2015-08-13
Quam Securities Limited	Rep	就证券提供意见	2012-11-05	2014-03-01
	Rep	提供资产管理	2012-11-05	2014-03-01
	Rep	期货合约交易	2012-11-05	2014-03-01
	Rep	证券交易	2012-11-05	2014-03-01
Nerico Brothers Limited (HK)	Rep	提供资产管理	2009-08-05	2012-10-24
	Rep	期货合约交易	2009-05-26	2012-10-24
	Rep	证券交易	2009-05-26	2012-10-24
	Rep	杠杆式外汇交易	2009-05-26	2012-10-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2009-01-19	2009-05-13
	Rep	就期货合约提供意见	2007-12-07	2009-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2007-12-07	2009-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-07-26	2009-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-07-26	2009-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期货合约提供意见	2007-01-02	2007-04-21
	Rep	期货合约交易	2007-01-02	2007-04-21
	Rep	杠杆式外汇交易	2007-01-02	2007-04-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-01-02	2007-04-21
	Rep	就证券提供意见	2006-12-19	2007-04-21
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2006-07-25	2006-11-28
CMC Markets Asia Limited	Rep	杠杆式外汇交易	2006-02-20	2006-04-10
REFCO FOREX LIMITED	Rep	杠杆式外汇交易	2003-12-04	2006-02-09
ADMIS Hong Kong Limited	Rep	期货合约交易	2003-10-08	2004-07-14
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2003-05-02	2003-09-24