| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Constance Capital Limited (HK) | RO | 就证券提供意见 | 2023-12-14 | - |
| RO | 提供资产管理 | 2023-12-14 | - | |
| RO | 证券交易 | 2023-12-14 | - | |
| Rep | 就证券提供意见 | 2023-10-27 | 2023-12-14 | |
| Rep | 提供资产管理 | 2023-10-27 | 2023-12-14 | |
| Rep | 证券交易 | 2023-10-27 | 2023-12-14 | |
| Chinagri Cheung Kong Company Limited | RO | 就证券提供意见 | 2023-05-08 | 2023-10-09 |
| RO | 提供资产管理 | 2023-05-08 | 2023-10-09 | |
| Rep | 提供资产管理 | 2023-04-17 | 2023-05-08 | |
| Marketsense Asset Management Limited | RO | 提供资产管理 | 2021-11-25 | 2023-01-24 |
| Rep | 提供资产管理 | 2021-11-03 | 2021-11-25 | |
| BG SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2019-09-10 | 2021-03-16 |
| Rep | 证券交易 | 2019-06-13 | 2019-09-10 | |
| JOYFUL CAPITAL HK LIMITED | RO | 就证券提供意见 | 2018-09-17 | 2021-09-10 |
| RO | 提供资产管理 | 2018-09-17 | 2021-09-10 | |
| CSC SECURITIES (HK) LIMITED | RO | 证券交易 | 2018-01-15 | 2018-04-26 |
| Rep | 证券交易 | 2017-11-01 | 2018-01-15 | |
| Rep | 期货合约交易 | 2017-11-01 | 2018-04-26 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2014-03-28 | 2017-04-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2014-03-28 | 2017-04-30 |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2011-06-16 | 2014-03-25 |
| Rep | 证券交易 | 2011-06-16 | 2014-03-25 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2008-05-13 | 2011-06-13 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2005-07-19 | 2011-06-13 |
| CHONG HING SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-11 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-01-11 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-11 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-01-11 | |
| Rep | 证券交易 | 2003-04-01 | 2005-06-28 |
金管局记录暂时无法加载，请稍后重试。