| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-06-11 | 2015-04-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2014-06-11 | 2015-04-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-09-03 | 2014-05-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-09-03 | 2014-05-30 |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2010-12-24 | 2012-08-21 |
| Rep | 证券交易 | 2010-12-24 | 2012-08-21 |