| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC (ASIA) SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-11-22 | - |
| Rep | 证券交易 | 2022-11-22 | - | |
| Quam Securities Limited | Rep | 期货合约交易 | 2015-11-19 | 2019-10-19 |
| Rep | 证券交易 | 2015-11-19 | 2019-10-19 | |
| Future Growth Financial Services Limited | Rep | 杠杆式外汇交易 | 2012-07-03 | 2013-05-01 |
| Rep | 期货合约交易 | 2010-10-12 | 2013-05-01 | |
| Rep | 证券交易 | 2010-10-12 | 2013-05-01 |