| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Transfer Capital Investment Limited | RO | 证券交易 | 2018-12-11 | 2019-12-05 |
| Rep | 证券交易 | 2018-12-06 | 2018-12-11 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-11-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-09-18 | 2018-11-30 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-03-05 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2014-03-05 | 2017-10-02 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2014-01-23 | 2014-02-18 |
| Future Growth Financial Services Limited | Rep | 期货合约交易 | 2011-08-08 | 2012-03-31 |
| Rep | 证券交易 | 2011-08-08 | 2012-03-31 |