| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA SYSTEM SECURITIES LIMITED | Rep | 证券交易 | 2015-11-17 | - |
| GOLDENWAY SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-09-21 | 2015-11-13 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-19 | |
| Rep | 证券交易 | 2003-04-01 | 2007-08-31 |