| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-06-01 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就机构融资提供意见 | 2011-06-01 | 2011-08-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就机构融资提供意见 | 2008-05-27 | - |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 证券交易 | 2003-04-01 | 2008-03-31 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2008-05-27 |