| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期货合约交易 | 2025-12-16 | - |
| RO | 证券交易 | 2025-12-16 | - | |
| Rep | 期货合约交易 | 2025-09-24 | 2025-12-16 | |
| Rep | 证券交易 | 2025-09-24 | 2025-12-16 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 期货合约交易 | 2024-04-12 | 2025-08-10 |
| RO | 证券交易 | 2024-04-12 | 2025-08-10 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期货合约交易 | 2016-10-11 | 2023-04-22 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2012-01-16 | 2016-10-10 |
| Rep | 期货合约交易 | 2008-09-04 | 2012-01-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2007-05-08 | 2023-04-22 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-13 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 证券交易 | 2003-04-01 | 2007-05-08 |
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