| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2017-04-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-10-12 | 2017-04-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-10-12 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2010-04-30 | 2012-10-12 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2010-04-30 | 2012-10-12 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2009-08-20 | 2010-04-30 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-08-20 | 2010-04-30 |